On Justice O’Connor’s Indian Law Legacy

Justice Sandra Day O’Connor was a true trailblazer, serving as the first woman Supreme Court Justice and she was a rare Westerner on the Court, but she was hardly a maverick. SOC’s story is dominated by two related characteristics about her political and legal life. First, she was a politician before she was a judge, likely leading to her judicial style that featured a heavy emphasis on compromise and policy-oriented judging. One would be surprised to find bright-line rules in her decisions. Second, she was naturally the key swing justice throughout most of the Rehnquist Court. She was certainly conservative, but she was open to hearing and respecting the other side. One would be hard-pressed to find anyone who really detested her.

That said, SOC absolutely owed this country an apology for her role in the federalism revolution that dominated the Rehnquist Court. Bill Rehnquist, who SOC dated in law school, led a federalism revolution that was plainly designed to destroy the Reconstruction era civil rights amendments and their Warren Court era enablers. It completely worked. Civil rights law in the US is completely dead unless you’re not brown or poor. SOC voted along with all of this.

SOC’s Indian law legacy contains elements of her judicial practices and philosophy but also intense deviations from her public image. Excepting one area of Indian law, SOC was not an existential threat to tribal interests (unlike at least a couple of her Rehnquist Court-era colleagues and her replacement on the Court), but she was not much of a friend to Indian country. The Rehnquist Court was an utter and total disaster for Indians and tribes, and SOC just went along with it.

Here is some raw data: (1) SOC voted against tribal interests in 48 out of 72 cases, exactly 2/3 of the time (excluding, as always, cases where there were competing Indian/tribal interests like Babbitt v. Youpee).; (2) SOC wrote a mere eight majority opinions and a just a few separate writings, probably because (3) SOC was in the majority in all but four cases between 1982 and 2005, or about 94 percent of the time. As a relatively unreliable conservative and a swing justice, she was probably too busy in “important” cases to write in Indian law, ala Scalia.

I’d characterize SOC’s Indian law legacy as featuring, (1) reflexive, often careless, deference to states’ rights, punctuated by two excellent decisions rejecting dumbass states’ rights positions; (2) personal conflicts of interest that had the potential to undermine western water law; (3) following alone with the majority rather than engaging with those who led; and (4) casual, hateful ethnocentrism.

First, states’ rights. Conservative justices have, for whatever reason, decided that federal Indian law is a contest between states’ rights and tribal interests, with the federal government an interested spectator (and occasional race traitor). How else can one explain why Slade Gorton as AG of the State of Washington argued Oliphant when there were zero states’ rights at play in that case?

In “states’ rights cases,” SOC started off strong, voting in favor of tribes 10 out of 15 cases from 1982’s Merrion through 1985’s Blackfeet Tribe case (doesn’t that seem like A LOT of cases?), but then (like the rest of the Court) she fell of an anti-tribal cliff. For the rest of her tenure, she voted in favor tribes at a state/local government’s expense a mere 4 times and against 28 times. Whoa! What a cruddy turnaround! Overall, that’s 14 in favor and 33 against, a 30 percent rate (a bit lower than her total vote percentage).

SOC’s first majority opinion, Rice v. Rehner, is the prototype states’ rights case. The Court held that tribal nations had no tradition of selling liquor tax free, therefore Indian traders in Indian country had to get a state liquor license. Hubba wa!?!? SOC voted against tribal interests in California v. Cabazon, Seminole Tribe v. Florida, and Nevada v. Hicks, cases you’ve probably heard of that were intensely important to Indian people and tribal nations.

SOC’s two reservation boundaries majority opinions, Hagen and Yankton, are prime examples of a policy-oriented, political compromise-seeking judging philosophy that somehow led to “states’ rights” victories. Though Congress had never expressly terminated either reservation, SOC found that demographic information about who lived there and owned the land was important, if not dispositive. These are two truly awful decisions that (a) did nothing to nail down any useful rules on reservation diminishment and (b) have been utterly repudiated by Nebraska v. Parker and McGirt. Hagen and Yankton figuratively are garbage cases (unlike Bourland which was literally a garbage case). [Related to the policy-oriented, compromise-seeking judging philosophy, see Brendale, a case where no one agreed but she forged a really weird compromise that never became the law.]

SOC wrote a concurring opinion in Nevada v. Hicks that deserves mention as well. That case involved tribal court jurisdiction over section 1983 claims against state police officers. No way was the Court going for that, but Scalia’s majority went full guns against tribal courts (aided by a truly awful concurrence from Souter), but SOC wrote separately in what Scalia suggested was effectively a dissent to say that the case wasn’t about tribal jurisdiction but instead was about state sovereign immunity. Thanks, I guess(?) in that SOC seemed repulsed by Scalia’s bigotry.

On the really good side, SOC wrote the majority opinion in Oklahoma Tax Commission v. Sac and Fox Nation. That decision, of course, was due in large part to Bill Rice’s brilliance, but perhaps also to the underwhelming performance of the OTC’s counsel:

This has nothing to do with SOC, it just feels right to include it.

SOC also wrote the majority in Minnesota v. Mille Lacs, truly an impressive achievement in favoring the law over crazy-racist shit from her colleagues. In a 5-4 majority where the dissent included all her conservative colleagues telling her was stupid for not relying on the terrible case Ward v. Race Horse, she affirmed Indian treaty fishing rights. All she was doing was following the law (it’s treaty rights after all) but the vicious anti-Indian onslaught of Rehnquist, Scalia, Kennedy, et al must have made her pause in a couple ways. Mille Lacs was the precursor to Herrera, where Justice Sotomayor finally killed Ward. The conservatives are still trying to make Ward v. Race Horse the law (hint: it never was, nor can it be). Pbbbt.

Second, personal conflicts of interest. Federal lawyers digging through the Nation Archives figured out that SOC almost wrote a 5-4 majority opinion eviscerating the Winters rights doctrine in Wyoming v. US (the Big Horn River adjudication), but then recused at the last minute — she was part-owner of her family ranch, which had been named a party in the Gila River general stream adjudication in Arizona. She really could have made her family business a tidy sum by gutting Winters rights, eh?

SOC’s status as a rancher made her the go-to expert within the SCT building for water rights — this is from a cert pool memo in California v. US, one of the Arizona v. California-related matters — she should have been disqualified from this one as well?

Some years later, in the 2000 incarnation of Arizona v. California, SOC dissented because (a) she chose to vote despite likely continuing conflicts of interest and (b) of course she did.

Third, SOC’s Indian law legacy was leading from behind. Unlike Whizzer White or Gorsuch, westerners who work hard to elevate Indian law to a place of prominence in the Court’s work, SOC was more of a Rehnquist/Kennedy westerner, tolerant of the existence of Indians (so long as they didn’t mess with her ranching interests) and hardly as a friend (Whizzer White wasn’t, either) — also not particularly interested in tribal rights.

Finally, SOC was not adverse to delving into casual cruelty toward Indian people. She wrote Lyng after all, quite possibly one of the most virulent anti-Indian decisions of the history of the Supreme Court that gave Justice Brennan an easy opportunity to write an empathetic dissent not riddled with demeaning and casually cruel language about poor people of color.

One last note — SOC (along with Justice Breyer) visited Indian country at the invitation of national tribal leaders back in 2001. Some have said SOC’s voting patterns changed as a result of that visit. There may be some validity to that theory. She voted against tribal interests 2/3 of the time, but after that visit, she voted in favor of tribal interests in 5 out of 8 cases (Chickasaw, where did wrote a rare dissent, White Mountain, adding the fifth vote over the votes of her buddies, Navajo I, Lara, and Cherokee v. Leavitt, we lost her in Inyo), but two of those negative votes were in Sherrill and Wagnon, a pair of wretched cases decided after Rehnquist’s death when SOC agreed to stay on as a lame duck judge. Kinda looks like she just gave up thinking and decided to channel whomever Bush W was going to appoint. Blech (it was Alito, who also visited Indian country — look what that gets us). Those cases were instances where the Court changed settled law in order to defeat tribal interests, so no thank you for those cases.

Being a judge is hard. SOC could have been a better one. She could have been a worse one. If I had to rate her (no one asked) in the recent pantheon of similar judges who retired or died since TT went online, I’d put ahead of RBG, behind Breyer, and way behind Stevens.

Retired SCT Justice Sandra Day O’Connor is Dead

NYTs

CNN

Just realizing now SOC retired pre-Turtle Talk so we never put together a post-retirement thing like we did for Stevens, RBG, et al. Guess it’ll give me something to do in the coming days.

On Justice Alito’s Visit to Pine Ridge

Of course, too much will be read into this. The last time this happened, when Justices Breyer and O’Connor visiting the Spokane and Navajo tribal courts at the behest of NAICJA, it was part of a program that culminated in a symposium at the National Judicial College. Justice Alito’s visit did not seem to have the same educational focus, but is a very good thing anyway. The more the Supreme Court Justices know, the better.

Thanks to Peter Vicaire’s Supreme Court “report card,” we know that Justice O’Connor sat in on eight Indian law cases after her visit. She voted in favor of tribal interests in five of those cases (Chickasaw, Navajo, White Mountain Apache, Lara, and Cherokee Nation v. Leavitt), and against three times (Inyo County, Sherrill, and Wagnon). As a swing Justice, her vote was significant — tribal interests won three of the five cases in which SOC voted in their favor, and lost all three in which she didn’t. Prior to the July 2001 visit, she voted in favor of tribal interests in 9 out of 39 cases (23 percent).

Justice Breyer has voted in favor of tribal interests in only 4 of 13 cases since July 2001 (31 percent), a markedly worse record than SOC’s post-visit record. His positive votes were in White Mountain, Lara, Cherokee Nation, and Plains Commerce Bank (tribal interests won three of those). His negative votes were in Chickasaw, Navajo, Sherrill, Wagnon, Carcieri, Hawaii, Navajo II, Tohono O’odham, and Jicarilla (tribal interests lost all of these cases; none of them were even close). His pre-visit record was about the same, maybe a little better — 5 out of 19 (26 percent). His most interesting vote was in Plains Commerce, where he added a fourth vote in a tribal court jurisdiction case. Maybe his improved knowledge about tribal courts played a role? His opinion in Carcieri was a nice touch as well, an effort to limit the import of the outcome.

All in all, the track record of any Justice isn’t going to change a whole lot unless the kinds of cases changes. We keep seeing the same kinds of claims — demands for immunity from state taxation, suits for money damages against the United States, and the like. Yes, the facts of the cases are incredibly compelling, and demand real justice (at least the claims against bad actor governments), but they’re losers more often than not in Supreme Court no matter who you are (the lower courts is another matter). The only winning cases are treaty rights and statutory interpretation cases, and even those are just toss-ups (but even toss-ups sound good, don’t they?).

In the future, tribes asserting a kind of progressive, creative, and necessary kind of sovereignty are going to win in the Supreme Court. Visits by Justices to Indian country to learn about tribal law enforcement will give them something useful to think about when presented with claims about how it is almost impossible for the feds to prosecute non-Indian violent crime. Visits to learn about Indian schools (like Red Cloud) and tribal governance overall are helpful now, too (and isn’t there a self-governance cert petition pending right now??!?!). Learning about how every dime of the profits of tribal enterprises goes to fund Indian education, public safety, housing, jobs, etc. (and not to individual per caps, for example) might be persuasive in a sovereign immunity case or something.

So Justice Alito’s visit might be illuminating for him, give him and his colleagues needed context, but only in the right cases.

Tales from the Cert Pool: Circuit Splits and Federal Indian Law

Most cases now reach the Supreme Court because of circuit splits or splits in authority between federal courts of appeal and state supreme courts, but federal Indian law is an exception. In my study of the digital archive of Justice Blackmun’s cert pool memos from docket years 1986-1993, perhaps a quarter of cases that attracted the Court’s attention (reaching the so-called “discuss list” at conference) did so because there was a split.

One reason for the lack of circuit splits in federal Indian law is geography — well over 80 percent of cert petitions arise out of the Eighth, Ninth, and Tenth Circuits (and the states located within those circuits).

Moreover, because the cert petition subject matters are based on treaties or statutes that apply only within a state or a region, there is little likelihood of there ever being a split where the federal circuit and the state supreme court agree. Two examples from my forthcoming paper, “Factbound and Splitless”:

In South Dakota v. Spotted Horse, the Justice Blackmun’s clerk wrote a supplemental memo to the cert pool memo in which she wrote, “As the poolwriter noted, there will never be a split on the question of South Dakota’s jurisdiction over these tribal highways because both CA8 and the S.D. SCt agree that the State is without jurisdiction.” In Tarbell v. United States, a criminal case involving the application of a federal statute that applied to New York Indians, the cert pool memowriter (Mark Snyderman, an O’Connor clerk) noted, “Of course, NY state is probably the only other jurisdiction that would have an opportunity to rule on the issue.”

In one famous instance, the Court granted cert in a case thinking there was a circuit split when there really wasn’t (or more accurately, the split dissolved when the Court decided the case). The cases were Anderson v. Wisconsin Dept. of Revenue and Oklahoma Tax Commission v. Sac and Fox Nation. In Anderson, the WI Supreme Court ruled that Indians living off the rez but working on the rez have to pay state income taxes. In Sac and Fox, the CA10 ruled that Indians living on trust land and working for the tribe on trust land don’t have to pay tax. That’s the split, but the split disappeared when the Court decided that trust land is the same as “Indian Country” — making the factual predicate for the split (the residence of the tribal member: one was off, one was on) disappear.

I go into greater depth in the paper, but the story basically is this. The OTC’s petition in Sac and Fox reached the Court first, but neglected to mention the Wisconsin case. The Wisconsin case reached the cert pool next, alleging the split in authority. The cert pool writer thought the Sac and Fox case was factually messier (because of the trust land question) so recommended the Court grant cert in Anderson. Also, the cert pool memowriter argued that the OTC was a bad litigant for not noting the split in the first place, so recommended that the Court go for the Wisconsin case instead. But Anderson filed indigent, and he shouldn’t have, so the Court had to order him to comply with SCT rules before his appeal would proceed. In the meantime, the Court decided to hear Sac and Fox instead. The Anderson pool memo is here and the Sac and Fox memo is here.

And it’s good thing too. Bill Rice’s mastery of oral argument before the Supreme Court can be heard here (with a little help from Edwin Kneedler).

Had the Court decided Anderson instead, it seems clear to me that it would have ruled against Anderson, who was living off the rez and refusing to pay state income taxes. Who know what would have happened to Sac and Fox Nation?