Guest Post from Daniel Rey-Bear: Split Briefing in Indian Trust Cases

Among other things, President Nixon’s Special Message to Congress on Indian Affairs recognized that the federal government acts “as a legal trustee . . . for American Indians” and that the Executive Branch has difficulty fulfilling that high duty regarding land and water rights because of “an inherent conflict of interest” of the sort addressed 13 years later in Nevada v. United States, 463 U.S. 110 (1983).  President Richard M. Nixon, Special Message on Indian Affairs, 1970 Pub. Papers 564, 573 (July 8, 1970) (“Nixon Message”).  President Nixon thus proposed the legislative establishment of an Indian Trust Counsel Authority to address these concerns.  Id. at 573-74; Richard Nixon, Recommendations for Indian Policy, H.R. Doc. No. 91-363, at 9-10 (1970). Notably, President Nixon did not recognize any conflicts of interest regarding Indian trust fund management.

Legislation was considered to address the conflict of interest concern about natural resources held in trust, but was not enacted.  E.g., S. 2035 (1971); S. 1012 (1973); S. 1339 (1973).  The Executive Branch in the early 1970s therefore sought to address this concern even without legislation by filing what became known as “split briefs,” wherein the Department of the Interior argued its position in a case on behalf of Indians separate from the Justice Department’s view against Indians. This was done six times and each time the DOI position prevailed.  See Federal Government’s Relationship with American Indians, S. Hrg. No. 101-126, Pt. 1, at 41-43, 50, 53, 66-67, 458-60 (1989) (“1989 Hearing Report”) (discussing Northern Cheyenne Tribe v. Hollowbreast, 425 U.S. 649 (1976); United States v. Winnebago Tribe, 542 F.2d 1002 (8th Cir. 1976); United States v. Critzer, 498 F.2d 1160 (4th Cir. 1974); Stevens v. Comm’r, 452 F.2d 741 (9th Cir. 1972); Confederated Tribes of the Umatilla Indian Reservation v. Alexander, 440 F. Supp. 553 (D. Ore. 1977)); Trust Counsel for Indian Affairs in the Dep’t of the Interior, S. Hrg. No. 101-1011, at 58-63 (1990) (“1990 Hearing Report”) (correspondence documenting the split brief practice and also discussing Oneida Indian Nation v. County of Oneida, 414 U.S. 661 (1974) as an additional example).  However, in Critzer, the court chided DOJ for what seemed to be the executive’s inability to speak with one voice.  DOJ thus sought to end the practice, but DOI persisted.  Finally, in 1979, Attorney General Griffin Bell ended this practice, so that there would be “a single position of the United States” in Indian trust resource litigation. Letter from Griffin B. Bell, Attorney General, to Ceil D. Andrus, Secretary of the Interior 4 (May 31, 1979) (“Bell Letter”).

Note that the Bell Letter was relied on substantially by the Executive Branch in the Jicarilla case before the Supreme Court to support its assertion that the US does not act as a trustee or consider Indian tribes to be its clients regarding trust asset management.  In our amicus brief before the Supreme Court, we documented how that letter does not support those assertions, which are further undercut by a November 21, 1978 letter from Solicitor Krulitz of the Department of the Interior, to which the Bell Letter apparently responded. Notwithstanding the Bell Letter, the 2000 DOI Secretarial Order on principles for the discharge of DOI’s trust responsibilities specifically noted that “[t]he most comprehensive document available on this subject is a letter by Solicitor Krulitz dated November 21, 1978, analyzing the federal government’s responsibility concerning Indian property interests.”  DOI, Sec. Order No. 3215 sec. 2 (April 28, 2000).

Congress continued to consider legislation to enact President Nixon’s proposal–see, e.g., S. 2451 (1990)–but no such legislation was enacted, perhaps because the Executive Branch viewed the proposal as a means by which it “would simply be relieved of any trust responsibility[.]”  1990 Hearing Report at 10 (statement by Sen. McCain); see Hearings on S. > 2035, a Bill to Provide for Creation of the Indian Trust Counsel Authority, 92nd Cong., 1st Sess. (Nov. 22-23, 1971), at 12 (Deputy Attorney General letter). In the end, the Executive Branch shared the goal “to ensure that every policy decision of the Interior and other Federal agencies and bureaus with an impact on the trust obligation of this Government has fully measured that decision in respect to carrying out its trust obligation[,]” but the Executive Branch specifically opposed the legislation as “not . . . necessary to accomplish this goal[,]” and instead explored “accomplishing and institutionalizing this goal” within the DOI. Id. at 11, 12, 65 (testimony by Assistant Secretary for Indian Affairs).  For further information about these matters, please see the excerpt from the 1989 Hearing Report (here).

Prepared Witness Testimony in SCIA Oversight Hearing on the Trust Responsibility

Here:

Panel #  1

Ms. Melody McCoy
Staff Attorney
Native American Rights Fund, Boulder, CO

Mr. Matthew L. M. Fletcher
Professor of Law and Director of the Indigenous Law and Policy Center
Michigan State University College of Law, East Lansing, MI

Mr. Daniel Rey-Bear
Partner
Nordhaus Law Firm, LLP, Albuquerque, NM

Panel #  2

Mr. Ray Halbritter
Nation Representative
Oneida Indian Nation, Verona, NY

The Honorable Fawn Sharp
President
Quinault Indian Nation, Taholah, WA

The Honorable Brooklyn D. Baptiste
Vice-Chairman
Nez Perce Tribe, Lapwai, ID

I don’t see Jicarilla’s testimony here.

Webcast of Today’s SCIA Hearing on Fulfilling the Trust Responsibility

Here: Oversight Hearing on Fulfilling the Federal Trust Responsibility

Witness List for This Thursdays’ SCIA Oversight Hearing on the Trust Responsibility

Here:

Panel #  1

Ms. Melody McCoy
Staff Attorney
Native American Rights Fund, Boulder, CO

Mr. Matthew L. M. Fletcher
Professor of Law and Director of the Indigenous Law and Policy Center
Michigan State University College of Law, East Lansing, MI

Mr. Daniel Rey-Bear
Partner
Nordhaus Law Firm, LLP, Albuquerque, NM

Panel #  2

The Honorable Levi Pesata
President
Jicarilla Apache Nation, Dulce, NM

Mr. Ray Halbritter
Nation Representative
Oneida Indian Nation, Verona, NY

The Honorable Fawn Sharp
President
Quinault Indian Nation, Taholah, WA

The Honorable Brooklyn D. Baptiste
Vice-Chairman
Nez Perce Tribe, Lapwai, ID

Federal Government Trust Management Settlement with 41 Tribes Announced

ATTORNEY GENERAL HOLDER AND SECRETARY SALAZAR ANNOUNCE $1 BILLION SETTLEMENT

OF TRIBAL TRUST ACCOUNTING AND MANAGEMENT LAWSUITS FILED BY MORE THAN 40 TRIBES

WASHINGTON – Attorney General Eric Holder and Secretary of the Interior Ken Salazar today announced the settlement of lawsuits filed by 41 federally-recognized tribes against the United States, in which the tribes alleged that the Department of the Interior and the Department of the Treasury had mismanaged monetary assets and natural resources held in trust by the United States for the benefit of the tribes.  The announcement followed a 22-month-long negotiation between the tribes and the United States that has culminated in settlements between the government and tribes totaling more than $1 billion.

These settlements resolve claims dating back more than 100 years and will bring to an end protracted litigation that has burdened both the plaintiffs and the United States.  Ending these long-running disputes about the United States’ management of trust funds and non-monetary trust resources will allow the United States and the tribes to move beyond the distrust exacerbated by years of litigation.  These settlement agreements represent a significant milestone in the improvement of the United States’ relationship with Indian tribes.

“These settlements fairly and honorably resolve historical grievances over the accounting and management of tribal trust funds, trust lands and other non-monetary trust resources that, for far too long, have been a source of conflict between Indian tribes and the United States,” said Attorney General Holder.  “Our commitment to tribes is the cornerstone of the Department of Justice’s policies and initiatives in Indian Country, and these settlements will enable the tribal community to pursue the goals and objectives they deem to be appropriate while marking another step in our shared future built upon mutual respect and strong bonds of trust between tribal governments and the United States.”

“These important settlements reflect President Obama’s continuing commitment to ensuring empowerment and reconciliation for American Indians,” said Secretary Salazar.  “It strengthens the government-to-government relationship with Tribal nations, helps restore a positive working relationship with Indian Country leaders and empowers American Indian communities.  I want to commend Attorney General Holder, our Interior Solicitor Hilary Tompkins and other key officials who were involved in the long negotiations leading to these historic agreements.  I look forward to working with Tribal leaders to further strengthen our government-to-government relationship based on mutual respect and a shared concern for the proper management of tribal trust assets and funds.”

Continue reading

Justice Thomas’ Indian Law Vision

Much is being made of Justice Thomas as a rising leader in the Roberts Court, which quietly says a great deal about the incredible conservatism of the Court right now. Justice Thomas views on gun control, which former Chief Justice Burger would have labeled “fraudulent,” are now the law. Jefffrey Toobin’s New Yorker piece, profiled at SBM blog, notes that Thomas’s dissenting and concurring opinions long have espoused well-nigh radical notions of constitutional law, and are now being vindicated one after the other.

Justice Thomas’s radical vision of the law also has touched Indian law. In particular, Thomas has suggested two major changes to Indian law jurisprudence.

First, in White Mountain Apache, he wrote that the trust relationship was more properly viewed as a “guardian-ward relationship,” a view adopted to some extent by the Jicarilla Court just a few months ago:

The Court of Claims has observed that the relationship between the United States and Indians is not governed by ordinary trust principles: “The general relationship between the United States and the Indian tribes is not comparable to a private trust relationship. When the source of substantive law intended and recognized only the general, or bare, trust relationship, fiduciary obligations applicable to private trustees are not imposed on the United States. Rather, the general relationship between Indian tribes and [the United States] traditionally has been understood to be in the nature of a guardian-ward relationship. A guardianship is not a trust. The duties of a trustee are more intensive than the duties of some other fiduciaries.” Cherokee Nation of Oklahoma v. United States, 21 Cl.Ct. 565, 573 (1990) (citations and internal quotation marks omitted).

One can only wonder what Justice Thomas would have done if Cobell had fallen into the Court’s lap. Today’s posting on the lower court’s sarcastic rejection of the government’s position on the merits of the Jicarilla trust claim suggests the DOJ and DOI are more than willing to offer up an argument to return the trust relationship to the Lone Wolf v. Hitchcock era.

Second, Justice Thomas has stated an interest in extending his onslaught on the commerce clause to the Indian Commerce Clause context. In United States v. Lara, he linked Lopez and Morrison to the Indian Commerce Clause: Continue reading

Andrew Cohen Criticizes Supreme Court over Jicarilla Decision

Here is the article, from the Atlantic.

An excerpt or two:

The United States Supreme Court Monday once again stuck it to Native American litigants. In a 7-1 opinion (Justice Elena Kagan recused), the Court sided with the U.S. government and against theJicarilla Apache Nation in a fiduciary-duties case brought by the Nation to determine whether and to what extent federal officials mismanaged the tribe’s money. The decision was hardly sweeping– it involved a discovery dispute and the application of the attorney-client privilege– but it’s still worth a closer look.

The Nation sued the feds in 2002 asserting that the government breached its fiduciary duty to properly manage funds generated from the culling of timber, gravel and oil and gas resources from the Tribe’s land in Northeastern New Mexico. As all plaintiffs do, the Nation sought through discovery access to government documents that its lawyers thought might help establish that federal officials “failed to maximize returns on trust funds, invested too heavily in short-term maturities, and failed to pool its trust funds with other tribal trusts.”

For six years, the Tribe and the government futzed around in “alternative dispute resolution” trying to reach a settlement. During this time, the feds turned over thousands of relevant documents to Tribal attorneys but failed to produce 226 documents which government officials said were protected by the “attorney-client privilege, the work-product privilege, or the deliberative-process privilege.” The tribe went to court seeking to compel the production of those documents, arguing that its interests fell under a widely-acknowleged exception to the general rule that such documents may lawfully be protected from disclosure.

And in a biting critique:

Continue reading

United States v. Jicarilla Apache Tribe Cert Petition

Here: Jicarilla cert petition, and the appendix, Final Jicarilla App.

Lower court materials here.

Question presented:

Whether the attorney-client privilege entitles the United States to withhold from an Indian tribe confidential communications between the government and government attorneys implicating the administration of statutes pertaining to property held in trust for the tribe.

Law Professor Brief in United States v. Navajo Nation

Here — law-prof-amicus-brief-navajo-nation

And several former Interior Secretaries filed a brief supporting the Navajo Nation — former-interior-secretaries-brief-navajo-nation

Other briefs are here.

Written Testimony in Senate Hearing on DOI Backlogs

From the Senate Indian Affairs Committee website:

THE HONORABLE CARL J. ARTMAN
Assistant Secretary – Indian Affairs, U.S. Department of the Interior
Washington, DC

THE HONORABLE ROBERT CHICKS
Mid-West Area Vice President, National Congress of American Indians; President, Stockbridge Munsee Band of Mohican Indians
Bowler, WI

THE HONORABLE GARY SVANDA
Council Member, City of Madera
Madera, CA

MR. DOUG NASH
Director, of Indian Estate Planning and Probating, Institute of Indian Estate Planning and Probate
Seattle, WA