Ninth Circuit Confirms Pineoleville Pomo Nation’s Officials Face Potential Individual Liability under RICO

Here is the unpublished opinion in JW Gaming Development LLC v. James.

Materials here.

Briefs in Short Term Loan/Sovereign Immunity Matter involving Lac Du Flambeau Ojibwe President

Here are the materials so far in Jones v. Wildcat (E.D. Pa.):

2019.06.07-docket-1-complaint-with-exhibits.pdf

2019.08.30-docket-9-wildcat-mtd.pdf

2019.09.23-22-jones-response-mtd.pdf

2019.09.23-22-1-jones-aff.pdf

Pinoville Pomo Nation Petition to Ninth Circuit to Halt Discovery Pending Appeal Fails

Here is the unpublished opinion in In re Pinoville Pomo Nation [Pinoville Gaming Authority v. United States District Court].

Here are the briefs:

Petition for Writ of Mandamus

Motion to Stay

Answer to Petition

Opposition to Motion for Stay

Reply

The appeal docs are here.

Ninth Circuit Materials in JW Gaming Development v. James [Pinoleville Pomo Nation]

Here are the briefs:

opening-brief-2.pdf

answer-brief-1.pdf

reply-4.pdf

Lower court materials here.

Oral argument video:

Federal Court Holds Individual Members of Tribal Corporate Board Can Be Sued under False Claims Act

Here are the materials in Cain v. Salish Kootenai College (D. Mont.):

110 SKC Motion to Certify

112 Individual Defendants MTD

115 Response to 110

116 Response to 112

117 Reply in Support of 110

118 Reply in Support of 112

121 DCT Order

UPDATE: 129 Amended DCT Order

Prior posts here and here.

Federal Court Allows Fraud Claims against Tribal Employees to Proceed

Here are the materials in JW Gaming Development LLC v. James (N.D. Cal.):

1-1 Complaint

6 Motion to Dismiss

18 Response

22 Reply

55 DCT Order

Fletcher on Law360: “A Look At The Impact Of Lewis V. Clarke Thus Far”

Here:

In Lewis v. Clarke, the U.S. Supreme Court held that individual capacity suits against tribal employees are not cloaked by an Indian tribe’s sovereign immunity. As most Indian tribes have already acquired general liability insurance to cover the tortious actions of their employees, the ruling might have little impact. But the breadth of the court’s opinion should give tribal interests pause to reflect on just how far this decision reaches.

Lewis involved a tort claim filed in state court against a limousine driver employed by an Indian tribe arising from an off-reservation accident. The tort victims sued the driver in the driver’s individual capacity, seeking money damages. The court held that an individual capacity suit for money damages against a tribal employee is not a suit a tribal entity cloaked in immunity, reasoning that the driver would liable, not the tribe. The tribe had already agreed to indemnify its employees, but had crafted a waiver of tribal immunity to force those claims to tribal court, where damages caps and a shorter statute of limitations controlled. Lewis partially renders tribal tort claims ordinances inoperative.

The precursor to Lewis was the Ninth Circuit’s decision in Maxwell v. County of San Diego. There, the court held that individual capacity suits against tribally employed emergency responders could proceed, even where the responders arrived on the scene in accordance with an intergovernmental public safety agreement. The affected tribe vigorously argued that their employees’ exposure to liability could undermine recently established Indian country governance relationships, but to no avail.

The initial area in which tribal exposure to liability may be expanded under Lewis is in state courts. Indian tribes that had been able to limit damages and time frames, and govern the venue, for even off-reservation torts and other possible damages claims through tort claims ordinances may face state courts suits. State tort law is, unlike most other areas of the common law, fairly local. Some states have restrictive liability exposure and others more expansive. Tribes, who have no say in state tort laws whatsoever, may be forced into state tort regimes against their will when they choose to indemnify their employees. Lewis could also give plaintiffs two cracks at deep pockets, meaning that a plaintiff might suit both the tribe under a tort claims ordinance and the tribal employee in state court. Tribes may reconsider their tort claims ordinances, a potentially very regressive move under established nation-building theory. Tribes that have purchased liability insurance with the parameters set by their tort claims ordinances may be forced to renegotiate with their insurer.

Second, Lewis involved an off-reservation incident, but the court’s reasoning does not limit individual liability suits to off-reservation actions. For reservations in Public Law 280-type states, which constitute about 70 percent of all reservations, that might not be significant expansion, as every tort claim against a tribal employee could be brought in state court. But for the remaining tribes, precedents like Williams v. Lee generally bar state court jurisdiction over civil suits brought against Indians or tribes arising in Indian country. Or do they, post-Lewis? Indian tribes may soon be defending a rise in individual capacity suits against nonmember tribal employees.

The next area of potential new exposure is in the area of official capacity actions. State and federal officials are governed by official immunity and qualified official immunity doctrines. Whether tribal officials have the same protections remains open after the Lewis decision. Imagine a heated tribal council meeting where one elected official makes a statement that potential defames another elected official. An analogous case is currently pending in the California Court of Appeals based on Maxwell. Before Lewis, the tribal elected official who made the statement could assert the general federal Indian law principle that state and federal courts have no jurisdiction over the internal affairs of the tribal government. A federal or state official making the same statement likely would be governed by official immunity. But, potentially, the federal Indian law bar might dissipate in an individual capacity suit because the tribe’s interests are not the same as an individual’s interest.

Penetration into the internal affairs of Indian tribes might already be underway in the Nooksack Tribe debacle. There, the tribal council a few years back tried to disenroll several hundred tribal members. Barred from doing so by the tribal court, the tribal council removed a tribal judge and attempted to undermine the judiciary. When the council’s term expired, the disenrollment supporters canceled the next election and refused to leave office. The federal government recently decided to no longer recognize the holdover council’s actions, leaving matters in a terrible stalemate. Nooksack tribal members brought a RICO suit against the holdover council members, an individual capacity suit. And in the first court to apply Lewis, the federal court allowed that suit to proceed. The holdover council, to be sure, is far from a good faith actor, and the Nooksack tribal members are deeply sympathetic group. But a federal court individual capacity suit against tribal elected officials would be the most unprecedented intrusion in internal tribal governance matters since the termination era of the 1950s. On the other hand, tribal sovereign immunity, coupled with federal and state government deference to tribal self-determination in the last 50 years, has unfortunately encouraged some tribal officials to engage in abuses like a Nooksack without fear of being held accountable.

The breadth of the court’s opinion surely will encourage plaintiffs’ attorneys to test or even stretch the holding. Indian tribes can expect a bunch of new kinds of suits. General liability premiums for Indian tribes might be in flux for a time, but over time the new liability landscape will settle down. In the end, the impact likely will be minimal, but for a time, expect a significant uptick in litigation.

Matthew L.M. Fletcher is a professor of law at Michigan State University College of Law. Fletcher is the primary editor and author of the leading law blog on American Indian law and policy, Turtle Talk.

The opinions expressed are those of the author(s) and do not necessarily reflect the views of the firm, its clients, or Portfolio Media Inc., or any of its or their respective affiliates. This article is for general information purposes and is not intended to be and should not be taken as legal advice.

Nooksack Disenrollees’ RICO Action against Nooksack Holdover Council (in their individual capacities) to Proceed

Here are the materials in Rabang v. Kelly (W.D. Wash.):

ORDER

MOTION OF DEFENDANTS KELLY, GEORGE, SMITH, SOLOMON, JOHNSON, CANETE, GEORGE, ROMERO, EDWARDS, AND ARMSTRONG TO DISMISS PURSUANT TO F. R. CIV. P. 12(B)(1) AND F. R. CIV. P. 12(B)(6)

RESPONSE TO MOTION OF DEFENDANTS KELLY, GEORGE, SMITH, SOLOMON, JOHNSON, CANETE, GEORGE, ROMERO, EDWARDS, AND ARMSTRONG TO DISMISS PURSUANT TO F. R. CIV. P. 12(B)(1) AND F. R. CIV. P. 12

DEFENDANTS_ REPLY IN SUPPORT OF KELLY DEFENDANTS_ RULE 12(B)(1) AND 12(B)(6) MOTION TO DISMISS

PLAINTIFFS_ NOTICE OF SUPPLEMENTAL AUTHORITY

 

Jenn Weddle Guest Commentary on Lewis v. Clarke

This was the best possible result in this case (a narrow remand).  Justice Sotomayor’s opinion keeps tribal employees on equal footing with federal and state employees and decides the import of indemnification provisions – really have nothing to do with Indian law and instead having everything to do with government employee indemnification law.  The result seems to be a reasonable limiting principle for the Court.

The Court also left open the official immunity arguments (upon which amici focused) because those were not raised by Clarke in his motion to dismiss.  The record didn’t have findings on that, but the NCAI/States/Tribes amici brief laid out the arguments as an ‘alternative theory’ as to why the Connecticut Supreme Court had been right in the result.

It is reasonable to anticipate that Clarke will now argue those matters on remand.  And this case will go back to Connecticut District Court, with the Lewises now divorced and vastly undercutting their loss of consortium claims, such that the remand may well go away quickly in settlement before it even begins.

I don’t see that tribes or tribal employees lose any ground as a result of this opinion.  Importantly, the official immunity arguments were not touched by the Court (per footnote 2), and I don’t see the majority opinion as saying anything negative for tribes’ role in our federalism.

***

Opinion and materials here.